Regulatory & Compliance

Legal compliance is an essential element of any responsible and sustainable business. In a fast-changing regulatory landscape, organizations are expected not only to meet legal requirements but to anticipate risks, respond quickly to legislative updates, and maintain a reliable internal framework for accountability.

Legal advice is provided across a broad range of compliance obligations and regulatory matters, with an emphasis on building trusted relationships that ensure long-term compliance success. The focus is on helping businesses understand, implement, and maintain compliance systems that are both effective and proportionate to their operations. Support includes strategic planning, internal documentation, staff training, and representation in regulatory proceedings.

Whether facing a compliance deadline, preparing for a review, or responding to a regulatory inquiry, businesses benefit from clear, focused legal guidance at every stage.

Legal advice is tailored to companies across industries such as technology, healthcare and life sciences, manufacturing and product innovation, retail, consumer brands, and hospitality.

Core areas of expertise:

• Compliance Frameworks & Internal Policies
  Legal risk assessment and compliance strategy development. Drafting of internal rules, policies, and control procedures. Preparation of tailored compliance plans and implementation timelines. Legal review of internal systems related to AML and operational compliance. Staff briefings and training sessions on key compliance topics and legal obligations.

• Anti-Money Laundering Compliance
  Drafting or reviewing internal AML policies and procedures. Designing risk-based client due diligence processes. Advising on ongoing monitoring obligations. Identifying and documenting ultimate beneficial ownership (UBO). Legal assistance during AML audits, inspections, or supervisory queries.

• Regulatory Interaction & Enforcement
  Assistance with regulatory filings, notifications, and reporting obligations. Support in communication with supervisory and enforcement authorities. Representation in administrative investigations, enforcement actions, and sanction appeals. Legal assistance during internal reviews or audits initiated by clients or third parties.